SEC charges JPMorgan unit Neovest for operating as unregistered broker-dealer The Securities and Exchange Commission said it has charged Neovest Inc., a JPMorgan Chase & Co. unit that provides an electronic-trading platform, for operating as an unregistered broker-dealer. https://ift.tt/3x5zDgA https://ift.tt/3Aczl9z Markets June 30, 2021 at 07:22AM
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